DICKSON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
06612875
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    31 The Avenue
    Watford
    Hertfordshire
    WD17 4AJ
    UNITED KINGDOM
    Phone
    +4401923222211
    Web
    https://www.howdengroup.com/uk-en/innovation-broking

  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    GL3 4ZP
    UNITED KINGDOM
    Phone
    +4401993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Britt

    IRN AJB00189

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 29 Aug 2025)
    • CF30 Customer (28 Oct 2008 to 8 Dec 2019)
  • Andrew Nicholas Buckingham

    IRN ANB01080

    • SMF16 Compliance Oversight (16 Jan 2023 to 27 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 27 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2023)
    • CF1 Director (8 Sep 2017 to 8 Dec 2019)
  • Craig Stephen Wright

    IRN CXW91226

    • Director of firm who is not a certification employee or a SMF manager (16 Dec 2024 to 17 Dec 2024)
    • [FCA CF] Significant management (16 Dec 2024 to 29 Aug 2025)
  • David Neil Dickson

    IRN DND01015

    • CF1 Director (28 Oct 2008 to 12 Feb 2009)
  • Gina Lesley Bartley

    IRN GLB00015

    • [FCA CF] Client dealing (24 Jun 2022 to 19 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 29 Aug 2025)
    • CF30 Customer (28 Oct 2008 to 8 Dec 2019)
  • Howard John Pearson

    IRN HJP01030

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
    • CF1 Director (23 Mar 2016 to 8 Dec 2019)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • SMF3 Executive Director (since 29 May 2025)
  • Michael Millar

    IRN MXM00877

    • SMF3 Executive Director (since 24 Nov 2023)
    • SMF16 Compliance Oversight (since 3 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2023)
  • Paul Richard Gordon Dickson

    IRN PRD00034

    • SMF1 Chief Executive (9 Dec 2019 to 16 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2025)
    • CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (28 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Oct 2008 to 30 Sep 2018)
    • CF10 Compliance Oversight (28 Oct 2008 to 8 Dec 2019)
    • CF1 Director (28 Oct 2008 to 8 Dec 2019)
  • Raina Dhillon

    IRN RRD00009

    • CF30 Customer (20 Nov 2009 to 25 Jun 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.