Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 16 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 16 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Nov 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2025)
- Responsible for Insurance Mediation (28 Oct 2008 to 30 Sep 2018)
- CF30 Customer (28 Oct 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Oct 2008 to 8 Dec 2019)
- CF1 Director (28 Oct 2008 to 8 Dec 2019)
- CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
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- CF29 Significant management (9 May 2013 to 17 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.