Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DICKSON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 489359

    • SMF1 Chief Executive (9 Dec 2019 to 16 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Nov 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Feb 2025)
    • Responsible for Insurance Mediation (28 Oct 2008 to 30 Sep 2018)
    • CF30 Customer (28 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Oct 2008 to 8 Dec 2019)
    • CF1 Director (28 Oct 2008 to 8 Dec 2019)
    • CF3 Chief Executive (28 Oct 2008 to 8 Dec 2019)
  • Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)

    FRN 311786

    • CF29 Significant management (9 May 2013 to 17 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.