DICKSON FINANCIAL SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Andrew Berman
IRN RXB00153
- CF30 Customer (28 Oct 2008 to 28 Aug 2009)
Robert John Keene
IRN RJK01146
- Responsibility for MCD Intermediation (since 17 Feb 2025)
- Responsible for Insurance Distribution (since 17 Feb 2025)
- [FCA CF] Significant management (since 16 Dec 2024)
Stuart Paul Rootham
IRN SPR01062
- Director of firm who is not a certification employee or a SMF manager (10 Mar 2023 to 31 Dec 2024)
- SMF3 Executive Director (8 Nov 2022 to 27 Feb 2023)
Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 29 Jun 2023)
- SMF3 Executive Director (8 Nov 2022 to 28 Jun 2023)
William Thomas Fraser-Allen
IRN WTF01004
- CF2 Non Executive Director (27 Apr 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Angus Carmichael (no longer appointed)
FRN 795985 · Appointed 2 Mar 2021 · Until 30 Jan 2023
Blueberry Marketing Solutions (no longer appointed)
FRN 621277 · Appointed 24 Jan 2019 · Until 9 May 2024
Society of Biritish and International Design (no longer appointed)
FRN 782637 · Appointed 26 Jun 2017 · Until 18 Feb 2019
Lamona Consulting Ltd (no longer appointed)
FRN 758072 · Appointed 9 Sep 2016 · Until 12 Jun 2017
StratEx Partners LLP (no longer appointed)
FRN 756745 · Appointed 25 Aug 2016 · Until 1 Jun 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.