Deutsche Bank AG

• Principal Place of Business

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.db.com

• Complaints Contact

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Financial Benchmarks

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Bandar Abdul-Jauwad

  IRN BXA01069

  • CF30 Customer (1 Nov 2007 to 7 May 2008)
  • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 1 Jun 2006)
• Banu Ozcan

  IRN BXO01065

  • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Aug 2018)
  • CF30 Customer (17 Sep 2009 to 6 Mar 2016)
  • CF21 Investment Adviser (21 Mar 2003 to 2 Jun 2003)
• Baptiste Francois Andre Jupet

  IRN BXJ00087

  • [FCA CF] Client dealing (16 Nov 2021 to 5 May 2022)
• Barbara Cristina Perera Fernandez-Manrique

  IRN BCP01030

  • [FCA CF] Client dealing (7 Mar 2016 to 12 Aug 2016)
  • CF30 Customer (11 Nov 2015 to 6 Mar 2016)
• Barbara Ginet-Kuncewicz

  IRN BXG01078

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
• Barbara Gloor

  IRN BXG01119

  • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
  • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
• Barbara Invernizzi

  IRN BXI01006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Barclay Jackson Morison

  IRN BJM01103

  • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2005)
• Barend Hart

  IRN BXH01154

  • [FCA CF] Material risk taker (1 Apr 2019 to 30 Apr 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 5 Mar 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
  • CF30 Customer (2 Nov 2009 to 6 Mar 2016)
• Barnaby Clargo

  IRN BTC01036

  • [FCA CF] Manager of certification employee (3 Jun 2020 to 10 Nov 2022)
  • [FCA CF] Client dealing (18 Oct 2019 to 10 Nov 2022)

No changes recorded yet.