Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Significant management (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Material risk taker (2 Jun 2021 to 4 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 4 Apr 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Significant management (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Material risk taker (2 Jun 2021 to 29 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 29 Jan 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Significant management (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Material risk taker (2 Jun 2021 to 29 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 29 Jan 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Significant management (9 Nov 2021 to 29 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Nov 2021 to 29 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2021 to 29 Jan 2024)
    • [FCA CF] Material risk taker (2 Jun 2021 to 29 Jan 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (22 Nov 2011 to 30 Nov 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (22 Jan 2009 to 30 Nov 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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