Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Aug 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2018)
- CF30 Customer (17 Sep 2009 to 6 Mar 2016)
- CF21 Investment Adviser (21 Mar 2003 to 2 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.