DAVID ROBERTS & PARTNERS (INSURANCE BROKERS) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Fletcher
IRN MXF01423
- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
Paul Robert Brookbanks
IRN PRB01126
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
- CF1 Director (24 Sep 2019 to 8 Dec 2019)
Paul Stanley Ramsden
IRN PSR00013
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Pauline Maud Trill
IRN PMT00024
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Peter Morgan
IRN PXM00190
- CF8 Apportionment and Oversight (30 Aug 2006 to 15 Dec 2008)
- CF1 Director (30 Aug 2006 to 15 Dec 2008)
- CF10 Compliance Oversight (30 Aug 2006 to 15 Dec 2008)
- CF11 Money Laundering Reporting (30 Aug 2006 to 15 Dec 2008)
Philip Ian Halsall
IRN PIH01007
- CF21 Investment Adviser (11 Jul 2006 to 20 Feb 2007)
Philip Robert Thomas
IRN PRT00024
- CF22 Investment Adviser (Trainee) (1 Nov 2003 to 30 Jun 2005)
Robert Charles Mawdsley
IRN RCM00032
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2006)
Robert John Skey
IRN RJS00154
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Simon Bland
IRN SXB01897
- SMF3 Executive Director (9 Dec 2019 to 18 Mar 2026)
- CF1 Director (25 Sep 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.