Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (24 Apr 2020 to 17 Feb 2021)
- CF30 Customer (24 Apr 2020 to 17 Feb 2021)
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- (1)Employed By (24 Apr 2020 to 17 Feb 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2020)
- CF30 Customer (27 Mar 2015 to 8 Dec 2019)
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- Employed By (20 Jan 2012 to 14 Jan 2014)
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- CF30 Customer (1 Nov 2007 to 14 Jan 2014)
- CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
- CF4 Partner (AR) (31 Jan 2007 to 16 Jan 2012)
- CF22 Investment Adviser (Trainee) (31 Jan 2007 to 5 Jun 2007)
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- Employed By (31 Jan 2007 to 8 Dec 2019)
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- CF21 Investment Adviser (11 Jul 2006 to 20 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.