David Jameson Limited

Date authorised
1 April 2013
Companies House
01938613
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    David Jameson Ltd
    106 High Street
    Epping
    Essex
    CM16 4AF
    UNITED KINGDOM
    Phone
    +4401992560660

  • Complaints Contact

    David Jameson Ltd
    106 High Street
    Epping
    Essex
    CM16 4AF
    UNITED KINGDOM
    Phone
    +4407889091382

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francis Kerr Harris

    IRN FKH00001

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)
  • John Paul Harper

    IRN JPH01150

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • Kevin John Bray

    IRN KJB01072

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Sep 2024)
  • Margaret Jane Jameson

    IRN MJJ00009

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Russell David Jameson

    IRN RDJ00002

    • CF1 Director (AR) (14 Dec 2016 to 9 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 9 Mar 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Mar 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 9 Mar 2018)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2018)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 9 Mar 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Sandra Snooks

    IRN SXS00070

    • CF1 Director (AR) (since 8 Jul 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (27 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Jun 2018 to 8 Dec 2019)
    • CF1 Director (27 Jun 2018 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.