Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Jameson Limited (no longer approved here)

    FRN 126263

    • CF1 Director (AR) (14 Dec 2016 to 9 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 9 Mar 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 9 Mar 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 9 Mar 2018)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 9 Mar 2018)
  • RD Jameson Limited (no longer approved here)

    FRN 743627

    • (1)Employed By (6 Dec 2016 to 9 Mar 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (10 Aug 2015 to 21 Dec 2016)
  • Lombard Wealth Associates Limited (no longer approved here)

    FRN 712135

    • (1)Employed By (10 Aug 2015 to 21 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at RD Jameson Limited

  2. controlled function added: (1)Employed By at RD Jameson Limited