Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Jameson Limited (no longer approved here)

    FRN 126263

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Sep 2024)
  • Carter Dawes IFA Solutions Limited (no longer approved here)

    FRN 457006

    • CF30 Customer (25 Nov 2019 to 8 Dec 2019)
  • E C Financial Services Limited (no longer approved here)

    FRN 567851

    • CF10 Compliance Oversight (2 Oct 2018 to 14 Nov 2019)
    • Responsible for Insurance Distribution (2 Oct 2018 to 14 Nov 2019)
    • CF1 Director (22 May 2015 to 14 Nov 2019)
    • CF30 Customer (13 Dec 2013 to 14 Nov 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (10 Dec 2010 to 23 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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