Dart Capital Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Kenny

  IRN CJK01016

  • SMF18 Other Overall Responsibility (since 3 May 2024)
  • [FCA CF] Manager of certification employee (11 Jan 2024 to 3 May 2024)
• Christopher Jon Pell

  IRN CJP01190

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 31 Aug 2023)
• Christopher Montague Grigg

  IRN CMG01047

  • SMF13 Chair of the Nominations Committee (since 9 Nov 2023)
  • SMF9 Chair of the Governing Body (since 31 Aug 2023)
• Christopher Scott Riley

  IRN CSR01057

  • CF21 Investment Adviser (12 Nov 2003 to 30 Apr 2005)
  • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 12 Nov 2003)
  • CF1 Director (6 Dec 2002 to 30 Apr 2005)
• Christopher Vincent Sexton

  IRN CVS01006

  • CF30 Customer (19 Mar 2020 to 31 Mar 2021)
  • CF4 Partner (AR) (19 Mar 2020 to 31 Mar 2021)
• Clare Hough

  IRN CXH00811

  • [FCA CF] Client dealing (since 8 Aug 2024)
  • [FCA CF] Manager of certification employee (since 8 Aug 2024)
• DAVID EDWARD PARK

  IRN DEP01067

  • SMF18 Other Overall Responsibility (since 3 May 2024)
  • [FCA CF] Significant management (28 Mar 2024 to 3 May 2024)
• Daniel James Mackenzie

  IRN DJM01683

  • CF30 Customer (27 Oct 2020 to 31 Mar 2021)
• David Cobb

  IRN DMC01075

  • Director of firm who is not a certification employee or a SMF manager (31 Aug 2023 to 21 Jun 2024)
• Elizabeth Chambers

  IRN EGC01015

  • Director of firm who is not a certification employee or a SMF manager (31 Aug 2023 to 31 Mar 2024)

• Heronsgate Capital LLP (no longer appointed)

  FRN 922113 · Appointed 5 Mar 2020 · Until 1 Apr 2021 · Tied agent

• St Andrews Financial Limited (no longer appointed)

  FRN 227058 · Appointed 10 Jul 2007 · Until 16 Jun 2008

No changes recorded yet.