Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366
  • Complaints Contact

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Andrew Sutherland

    IRN JAS01237

    • SMF10 Chair of the Risk Committee (12 Dec 2022 to 4 Mar 2025)
  • John Arthur Jeanes

    IRN JAJ01047

    • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2003)
  • John Cullen

    IRN JXC01392

    • SMF9 Chair of the Governing Body (26 Jan 2018 to 28 Apr 2025)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 21 Dec 2017)
    • CF2 Non Executive Director (15 Dec 2014 to 6 Mar 2016)
  • John Donovan McDougall

    IRN JDM01105

    • CF2 Non Executive Director (1 Dec 2001 to 21 Apr 2010)
  • John Sawyer

    IRN JXS00119

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2018 to 30 Jun 2021)
  • Jonathan Harwood

    IRN JXH00075

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Feb 2026)
    • [PRA CF] Key function holder (1 Nov 2019 to 18 Feb 2026)
  • Jonathan Ward

    IRN JXW00639

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 31 Dec 2022)
  • Katharine McIntyre

    IRN KSM01021

    • SMF14 Senior Independent Director (since 14 Jun 2023)
    • SMF12 Chair of the Remuneration Committee (since 14 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2019 to 14 Jun 2023)
  • Kathleen Anne Davies

    IRN KAD01063

    • CF2 Non Executive Director (1 Nov 2011 to 6 Mar 2016)
  • Kathryn Lucy Hay Winskell

    IRN KLW01050

    • CF2 Non Executive Director (20 Dec 2007 to 30 Jun 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.