Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366
  • Complaints Contact

    Sentinel House
    Morton Road
    Darlington
    County Durham
    DL1 4PT
    UNITED KINGDOM
    Phone
    +4401325366366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin McGuinness

    IRN KXM01147

    • CF2 Non Executive Director (17 Oct 2002 to 19 Apr 2012)
  • Louise Lord

    IRN LXL00233

    • [PRA CF] Key function holder (2 May 2023 to 31 Dec 2024)
  • Louise Thorpe

    IRN LXT00025

    • [PRA CF] Key function holder (1 Feb 2022 to 26 Feb 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jul 2022)
  • Margaret Fay

    IRN MXF01185

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2008)
  • Mark David Watson

    IRN MXW00801

    • [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2023)
  • Mark Robson

    IRN MXR00493

    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2022 to 30 Apr 2022)
    • [PRA CF] Key function holder (1 Feb 2022 to 30 Apr 2022)
  • Michael Conville

    IRN MXC33881

    • SMF18 Other Overall Responsibility (since 14 Apr 2026)
  • Mireille Hajar

    IRN MXH00289

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Jan 2022)
  • Mitchell Hargreaves

    IRN MXH00709

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2022)
  • Natalie Hassanin

    IRN NXH00037

    • [PRA CF] Key function holder (1 Feb 2019 to 7 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.