Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Peter Rees

    IRN JPR01099

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (7 Apr 2014 to 6 Mar 2016)
  • John Ralph Nixon Richardson

    IRN JRR01038

    • CF30 Customer (1 Nov 2007 to 5 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John William Ross

    IRN JWR01043

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2003)
  • Jon Arne Thoresen

    IRN JAT01073

    • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
    • CF29 Significant management (1 Nov 2007 to 15 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Sep 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (16 Sep 2004 to 31 May 2006)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • Jonathan Charles White

    IRN JCW01094

    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2005)
  • Jonathan David Miles

    IRN JXM01544

    • CF21 Investment Adviser (15 Nov 2002 to 15 Dec 2004)
  • Jorgen Nielsen Kjaersgaard

    IRN JNK01003

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
  • Julie Bressand

    IRN JXB01200

    • [FCA CF] Client dealing (26 Sep 2022 to 31 Jul 2025)
  • Julie Elizabeth Smyth

    IRN JES01083

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jussipekka Aumo

    IRN JXA01504

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF22 Investment Adviser (Trainee) (13 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.