Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jyri Mikael Tuomola

    IRN JMT01185

    • CF30 Customer (19 Nov 2012 to 6 Jul 2015)
  • KARL ANDERS DANIEL IVARSSON

    IRN KXI00017

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Karl Wallen

    IRN KXW00315

    • [FCA CF] Client dealing (26 Sep 2022 to 1 Nov 2022)
  • Kay Okunwobi

    IRN OGO01000

    • CF23 Corporate Finance Adviser (9 Jun 2004 to 31 Aug 2005)
  • Kevin Lee Brown

    IRN KLB01032

    • CF30 Customer (1 Nov 2007 to 15 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kieran Patrick Ryan

    IRN KPR01010

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
  • Kim Flemming Petersen

    IRN KFP01010

    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
  • Kim Lilmose Hansen

    IRN KLH01022

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Klaus Rasmussen

    IRN KXR01110

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2023)
    • CF30 Customer (13 Jan 2014 to 6 Mar 2016)
  • Kristian Johansen

    IRN KXJ01096

    • CF23 Corporate Finance Adviser (19 Aug 2002 to 29 Nov 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.