Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Teddy Wadsworth

  IRN TXW00209

  • [FCA CF] Client dealing (since 4 Apr 2022)
• Terry Huffine

  IRN TXH01294

  • CF1 Director (7 May 2014 to 18 Sep 2015)
  • CF30 Customer (3 May 2012 to 18 Sep 2015)
• Thiago Felix

  IRN TXF00118

  • [FCA CF] Client dealing (4 Oct 2021 to 19 Oct 2025)
• Thibaut Le Floc'h

  IRN TXL00114

  • [FCA CF] Client dealing (15 Mar 2021 to 31 Dec 2021)
• Thomas Codazzi

  IRN TXC00189

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Thomas Jeremy Seddon

  IRN TJS01175

  • CF30 Customer (12 Sep 2011 to 7 Jun 2013)
• Thomas Kelly Quigley

  IRN TKQ01001

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jul 2002)
  • CF1 Director (1 Dec 2001 to 31 Jul 2002)
• Thomas Krom

  IRN TXK00203

  • [FCA CF] Client dealing (21 Mar 2023 to 31 Oct 2023)
• Thomas Robert Biddle

  IRN TRB01060

  • CF30 Customer (24 Apr 2008 to 26 May 2011)
• Thomas Townsend Askew

  IRN TTA01007

  • CF30 Customer (16 May 2014 to 31 Jul 2015)

No changes recorded yet.