Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Michael Scoggins

  IRN SMS01206

  • CF30 Customer (24 Apr 2008 to 23 Jul 2009)
• Sebastian Daumueller

  IRN SXD01660

  • SMF3 Executive Director (7 May 2020 to 24 Aug 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Aug 2023)
  • CF30 Customer (15 Dec 2014 to 8 Dec 2019)
• Sebastien Kammerman

  IRN SXK56450

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
• Sergey Orlov

  IRN SXO01179

  • CF30 Customer (13 Aug 2009 to 30 Apr 2010)
• Sergio Ronga

  IRN RXS01769

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (4 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Shane Lawlor

  IRN SXL01220

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 10 Oct 2005)
• Shannon Cox

  IRN SXC00542

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
• Shikha Pahari

  IRN SXP00400

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
• Shinya Nakamura

  IRN SXN00149

  • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
• Shruti Sivadasan

  IRN SXS05604

  • [FCA CF] Client dealing (since 6 May 2025)

No changes recorded yet.