Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Beggs

    IRN SXB01780

    • CF23 Corporate Finance Adviser (6 Apr 2004 to 24 Sep 2004)
  • Simon Casey

    IRN SXC02884

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2023)
    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Simon Chambers

    IRN SXC01973

    • CF30 Customer (18 Aug 2008 to 28 Aug 2014)
  • Simon David Arthur Tilley

    IRN SDT01027

    • CF1 Director (24 Apr 2012 to 29 Sep 2017)
    • CF30 Customer (1 Nov 2007 to 29 Sep 2017)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Graham Davies

    IRN SXD01491

    • CF23 Corporate Finance Adviser (6 Dec 2004 to 1 Jan 2007)
  • Simon Tomlinson

    IRN SJT01126

    • CF1 Director (14 Aug 2003 to 30 Nov 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2005)
  • Simon Willis

    IRN SAW01100

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF1 Director (1 Dec 2001 to 22 Mar 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Siyuan Chen

    IRN SXC00541

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2021)
  • Sonya Yulova

    IRN SXY00055

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • Stefan Smith

    IRN SXS00579

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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