Simon Willis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (26 Jun 2024 to 6 Mar 2026)
    • [FCA CF] Client dealing (10 May 2024 to 6 Mar 2026)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2026)
    • CF30 Customer (22 Nov 2010 to 8 Dec 2019)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 19 Nov 2010)
    • CF1 Director (1 Dec 2001 to 22 Mar 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.