Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sabina Sammartino

  IRN SXS03468

  • [FCA CF] Manager of certification employee (since 11 Apr 2023)
  • [FCA CF] Client dealing (since 11 Apr 2023)
• Safaa Berkia

  IRN SXB00639

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
• Sage Dudley

  IRN SXD00771

  • [FCA CF] Client dealing (12 Feb 2024 to 20 Oct 2025)
• Samuel Barnett

  IRN SLB01140

  • CF30 Customer (25 Apr 2008 to 23 Sep 2010)
• Samuel Eng

  IRN SXE00142

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
• Samuel James Nichol Hodgson

  IRN SXH00525

  • [FCA CF] Manager of certification employee (since 6 May 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Samuel John Jones

  IRN SXJ00562

  • [FCA CF] Client dealing (since 10 Mar 2025)
• Samuel Sibony

  IRN SXS01768

  • [FCA CF] Client dealing (3 Aug 2020 to 30 Jun 2022)
• Sandrine Rebut

  IRN SXR01250

  • CF1 Director (1 Dec 2001 to 1 Jan 2010)
• Sarah Angharad Davies

  IRN SAD01119

  • CF30 Customer (15 May 2014 to 29 Dec 2014)

No changes recorded yet.