Samuel Barnett

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 6 Dec 2021)
- [FCA CF] Material risk taker (6 Dec 2021 to 2 Oct 2023)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Client dealing (1 Jul 2020 to 13 Aug 2021)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (8 Jan 2018 to 13 Aug 2021)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Jan 2013 to 6 Mar 2016)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF30 Customer (25 Apr 2008 to 23 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.