Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Glynne Madden

    IRN RJM01220

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Jul 2024)
    • CF3 Chief Executive (6 Nov 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 May 2007 to 31 Oct 2007)
    • CF1 Director (15 May 2007 to 8 Dec 2019)
  • Richard Stuart Grainger

    IRN RSG01031

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF3 Chief Executive (9 Jan 2002 to 31 Jul 2007)
    • CF8 Apportionment and Oversight (9 Jan 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jul 2009)
  • Robert Guy Hayward

    IRN RXH08326

    • [FCA CF] Client dealing (since 2 May 2023)
  • Robert James Cockcroft

    IRN RJC01303

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF23 Corporate Finance Adviser (9 May 2007 to 31 Oct 2007)
  • Robert Jones

    IRN RXJ01487

    • SMF3 Executive Director (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Robert Kocharyan

    IRN RXK00254

    • [FCA CF] Client dealing (since 4 Feb 2022)
  • Robert Lawrence Fletcher

    IRN RLF01026

    • CF30 Customer (16 Sep 2011 to 13 Nov 2013)
  • Robert Vartevanian

    IRN RXV01031

    • CF1 Director (12 Nov 2003 to 12 Sep 2005)
    • CF21 Investment Adviser (12 Nov 2003 to 12 Sep 2005)
  • Robert Weidinger

    IRN RXW01240

    • CF1 Director (1 Dec 2001 to 5 Mar 2003)
  • Robert William Satow

    IRN RWS01057

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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