Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Jul 2024)
    • CF3 Chief Executive (6 Nov 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (15 May 2007 to 31 Oct 2007)
    • CF1 Director (15 May 2007 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.