Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roberto Stagni

  IRN RXS00446

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
• Roderick Bevens

  IRN RXB00599

  • [FCA CF] Client dealing (28 Feb 2022 to 10 Dec 2025)
• Roderick David Kent

  IRN RDK01018

  • CF2 Non Executive Director (1 Dec 2001 to 31 Oct 2002)
• Roger David Taylor

  IRN RDT01045

  • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
  • CF23 Corporate Finance Adviser (6 Jul 2006 to 31 Oct 2007)
• Ross James Christie

  IRN RJC01177

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Nov 2005)
• Ryan Geoffrey Wood-Collier

  IRN WXR01102

  • CF30 Customer (28 Oct 2008 to 6 Jun 2011)
• Ryan Hallworth

  IRN RXH01961

  • CF30 Customer (20 Oct 2014 to 17 Jan 2017)
• Ryan Sebastian Alexander Hayes

  IRN RXH14231

  • [FCA CF] Client dealing (1 Nov 2021 to 21 Aug 2024)
• Ryosuke Hata

  IRN RXH01816

  • CF30 Customer (3 Feb 2011 to 1 Oct 2014)
• Sabbir Rahman

  IRN SXR01593

  • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
  • CF23 Corporate Finance Adviser (17 May 2007 to 31 Oct 2007)

No changes recorded yet.