Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Meena Samaan

    IRN MXS04630

    • CF30 Customer (11 Feb 2017 to 13 Sep 2018)
  • Meet Desai

    IRN MXD02653

    • CF30 Customer (15 May 2017 to 13 Sep 2019)
  • Mehdi Benjelloun

    IRN MXB02408

    • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
  • Michael Floyd

    IRN MXF00589

    • [FCA CF] Client dealing (since 24 Mar 2025)
  • Michael Frederick Parkinson

    IRN MFP01018

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
    • CF10 Compliance Oversight (12 Jan 2015 to 17 May 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (24 Sep 2007 to 31 Oct 2007)
    • CF1 Director (4 Aug 2004 to 8 Dec 2019)
    • CF13 Finance (8 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (8 Apr 2002 to 24 Sep 2007)
  • Michael Hart

    IRN MXH01943

    • CF30 Customer (1 Nov 2007 to 4 Jan 2016)
    • CF23 Corporate Finance Adviser (29 May 2007 to 31 Oct 2007)
  • Michael Hegarty

    IRN MXH00734

    • [FCA CF] Client dealing (21 Feb 2022 to 1 Nov 2023)
  • Michael Morvan

    IRN MXM00545

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
  • Michael Paul Gareth Dubois

    IRN MPD01064

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Penny

    IRN MXP00990

    • [FCA CF] Client dealing (since 2 Jun 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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