Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
    • CF10 Compliance Oversight (12 Jan 2015 to 17 May 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (24 Sep 2007 to 31 Oct 2007)
    • CF1 Director (4 Aug 2004 to 8 Dec 2019)
    • CF13 Finance (8 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (8 Apr 2002 to 24 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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