Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karolina Novotna

  IRN KXN00121

  • [FCA CF] Client dealing (10 Oct 2022 to 4 Sep 2024)
• Kathryn Ada Jones

  IRN KAJ01026

  • CF23 Corporate Finance Adviser (15 Oct 2004 to 18 Oct 2005)
• Keith Meekins

  IRN KXM01168

  • CF29 Significant management (27 May 2014 to 8 Dec 2019)
• Khyati Sundaram

  IRN KXS01699

  • CF30 Customer (16 Jul 2012 to 6 Aug 2013)
• Kirsty Louise Tones

  IRN KLT01025

  • CF30 Customer (24 Aug 2011 to 28 Sep 2012)
• Kiwon Han

  IRN KXH01160

  • CF30 Customer (17 Aug 2010 to 9 Jan 2012)
• Koichi Carlos Sanchez Carbajal

  IRN KXS00897

  • [FCA CF] Client dealing (since 28 Oct 2025)
• Kudzai Takudzwa Peter Jeranyama

  IRN KTJ01009

  • [FCA CF] Client dealing (2 Nov 2021 to 12 Nov 2022)
• Laura Agostini

  IRN LXA00110

  • [FCA CF] Client dealing (11 Jan 2021 to 17 Jun 2022)
• Laurent Camilli

  IRN LXC01162

  • CF1 Director (1 Dec 2001 to 22 Mar 2010)

No changes recorded yet.