Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laurent Pierre Fernand KAYSER

  IRN LPK00012

  • CF30 Customer (19 May 2014 to 30 Oct 2015)
• Leena Ramlochun

  IRN LXR01187

  • CF23 Corporate Finance Adviser (17 May 2005 to 22 Aug 2005)
• Leo John Todd

  IRN LJT01075

  • CF30 Customer (28 Oct 2015 to 6 Feb 2019)
• Leon Benelbas Tapiero

  IRN LXB01308

  • CF1 Director (16 May 2003 to 22 Mar 2010)
• Linda Pasi

  IRN AXK00343

  • [FCA CF] Client dealing (14 Jun 2021 to 15 Jun 2021)
• Linda Pasi

  IRN LXP00190

  • [FCA CF] Client dealing (15 Jun 2021 to 6 Aug 2022)
• Lirong Chen

  IRN LXC01498

  • CF30 Customer (20 Sep 2012 to 13 Sep 2013)
• Louis-Olden Le Cam

  IRN LXL00120

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
• Luka Hennin

  IRN LXH00259

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2025)
• Luke Mackenzie

  IRN LXM01509

  • CF30 Customer (30 Jul 2009 to 18 Jun 2010)

No changes recorded yet.