Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Sperry

  IRN LXS00269

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2021)
• Mano Kovacs

  IRN MXK00933

  • [FCA CF] Client dealing (6 May 2025 to 19 Sep 2025)
• Manon Berel

  IRN MXB00597

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
• Manuel Sammut

  IRN MXS02351

  • CF30 Customer (1 Nov 2007 to 9 Jan 2017)
  • CF23 Corporate Finance Adviser (6 Aug 2007 to 31 Oct 2007)
• Marco VOCI

  IRN MXV01247

  • CF30 Customer (7 Jun 2013 to 4 Apr 2014)
• Marco Zamblera

  IRN GDZ01000

  • CF30 Customer (5 Jan 2016 to 4 Sep 2017)
• Marina Kvasnikova

  IRN MXK02197

  • [FCA CF] Client dealing (31 Jul 2023 to 28 Feb 2025)
• Mark Charles Garmondsway Wrightson

  IRN MCW01050

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
  • CF1 Director (1 Dec 2001 to 31 Jul 2006)
• Mark Edward Rider

  IRN MER01106

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Mark Lawson-Statham

  IRN MXL01250

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Jul 2002)
  • CF1 Director (1 Dec 2001 to 3 Jul 2002)

No changes recorded yet.