Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Litz

  IRN MXL01293

  • [FCA CF] Manager of certification employee (3 Jul 2023 to 28 Feb 2025)
  • [FCA CF] Client dealing (3 Jul 2023 to 28 Feb 2025)
• Mark Llewllyn Williams

  IRN MLW01037

  • CF23 Corporate Finance Adviser (19 Mar 2002 to 20 Dec 2002)
• Mark Napier

  IRN MXN01090

  • CF1 Director (1 Dec 2001 to 1 Nov 2003)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Nov 2003)
• Mark Ward

  IRN MXW00436

  • [FCA CF] Manager of certification employee (since 6 May 2025)
  • [FCA CF] Client dealing (since 21 Jul 2021)
• Marta Crivellaro

  IRN MXC01085

  • [FCA CF] Client dealing (since 28 May 2025)
• Marti Llena Prats

  IRN MXL72156

  • [FCA CF] Client dealing (25 Oct 2023 to 25 Apr 2024)
• Martin Aleksandrov Krastev

  IRN MAK01152

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (15 May 2015 to 8 Dec 2019)
• Martin Gudgeon

  IRN MRG01071

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Dec 2006)
  • CF1 Director (1 Dec 2001 to 7 Dec 2006)
• Martyna Sandra Jakubowska

  IRN MSJ01065

  • [FCA CF] Client dealing (since 29 Jan 2024)
• Matteo Bezzini

  IRN MXB00595

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2023)

No changes recorded yet.