Mark Litz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • [FCA CF] Client dealing (3 Jul 2023 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (3 Jul 2023 to 28 Feb 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Mar 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Mar 2023)
    • CF30 Customer (6 Mar 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Mar 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Mar 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Mar 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 14 Mar 2023)
    • [FCA CF] Material risk taker (27 Jan 2020 to 14 Mar 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (19 May 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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