Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • SMF1 Chief Executive (9 Dec 2019 to 6 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2021)
    • CF1 Director (24 Nov 2011 to 8 Dec 2019)
    • CF3 Chief Executive (20 Jul 2011 to 8 Dec 2019)
    • CF29 Significant management (23 Sep 2008 to 20 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF29 Significant management (27 May 2014 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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