Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 6 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 6 Apr 2021)
- CF1 Director (24 Nov 2011 to 8 Dec 2019)
- CF3 Chief Executive (20 Jul 2011 to 8 Dec 2019)
- CF29 Significant management (23 Sep 2008 to 20 Jul 2011)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
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- CF29 Significant management (27 May 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.