Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Ronald Stroud

  IRN JRS01288

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2022)
  • CF30 Customer (26 Jun 2014 to 8 Dec 2019)
• Joseph William Swanson

  IRN JWS01085

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 May 2002)
• Joshua McCarthy

  IRN JXM00771

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2024)
• Julia Jean- I Tan

  IRN JJT01043

  • CF30 Customer (16 Sep 2011 to 9 Oct 2013)
• Julieta Dorantes Pavon

  IRN JXD02096

  • [FCA CF] Client dealing (since 13 Sep 2021)
• Jung Jang Kim

  IRN JJK01067

  • CF30 Customer (21 Jan 2015 to 9 Oct 2015)
• Justin Keith Holland

  IRN JKH01048

  • [FCA CF] Material risk taker (since 16 Oct 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Justin Pursell

  IRN JXP00411

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Justine Mannering

  IRN JXC01855

  • CF30 Customer (9 Sep 2008 to 2 Dec 2011)
  • CF23 Corporate Finance Adviser (3 Aug 2004 to 20 Sep 2007)
• Kaja Wilmanska

  IRN KXW01469

  • CF30 Customer (7 Jun 2013 to 24 Jun 2014)

No changes recorded yet.