Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Ford

  IRN JDF01054

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Apr 2006)
• Jonathan Hooper

  IRN JXH01743

  • CF23 Corporate Finance Adviser (28 May 2003 to 12 Dec 2003)
• Jonathan James Adams

  IRN JJA01012

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Dec 2002)
• Jonathan Mark Barrow

  IRN JMB01188

  • CF1 Director (11 Aug 2004 to 20 Dec 2006)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Dec 2006)
• Jonathan Michael Organ

  IRN JMO01091

  • CF30 Customer (19 Sep 2011 to 30 Aug 2013)
• Jonathan Paulson

  IRN JXP76353

  • [FCA CF] Client dealing (19 Apr 2021 to 1 Apr 2025)
• Jonathan Tyler

  IRN JXT01171

  • CF30 Customer (8 Mar 2010 to 7 Jan 2011)
• Jose Ignacio de Oro-Pulido Alvarez

  IRN JXD00943

  • [FCA CF] Client dealing (since 30 Sep 2024)
• Joseph Fison

  IRN JXF01374

  • CF23 Corporate Finance Adviser (29 Mar 2004 to 17 Mar 2006)
• Joseph McKendrick

  IRN JXM00772

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.