Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (25 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2009 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (20 Apr 2006 to 19 Oct 2006)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.