CULVER FINANCIAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
01157569
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402045703812
    Web
    https://www.culverfinancial.co.uk

  • Complaints Contact

    13 Hanover Square
    Mayfair
    London
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402045703812

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Roger Frederick Smith

    IRN CRS00022

    • CF21 Investment Adviser (26 Feb 2004 to 28 Jul 2004)
  • Christopher John Yates

    IRN CJY01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (24 Apr 2017 to 9 Jan 2025)
    • CF4 Partner (AR) (17 Nov 2016 to 12 Oct 2017)
    • CF30 Customer (4 Jul 2016 to 6 Jul 2020)
    • CF1 Director (12 Jan 2016 to 8 Dec 2019)
  • Clifford Blaney

    IRN CXB00023

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Clive Raymond Nunn

    IRN CRN00008

    • CF30 Customer (9 Jun 2011 to 3 Nov 2011)
  • David John Anderson

    IRN DJA01131

    • CF30 Customer (14 May 2009 to 31 Dec 2009)
  • Derek John Lavington

    IRN DJL00009

    • CF1 Director (10 Jan 2002 to 17 Jan 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Jan 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Jan 2005)
  • Elwood Clive Carroll

    IRN CXC00053

    • CF30 Customer (1 Oct 2008 to 28 Dec 2012)
  • Emma Napier

    IRN EXN01101

    • CF11 Money Laundering Reporting (7 Dec 2010 to 25 Mar 2011)
    • CF10 Compliance Oversight (7 Dec 2010 to 25 Mar 2011)
  • Gary Mark Treen

    IRN GMT00007

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 6 Feb 2002)
  • George Demetriou Asprou

    IRN GDA01021

    • CF1 Director (16 Oct 2002 to 16 Jan 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.