Crown Financial Management

• Principal Place of Business

  29 Mill Brook Meadow

  Kinver

  Stourbridge

  Staffordshire

  DY7 6FD

  UNITED KINGDOM

  Phone

  +4401384438627

• Complaints Contact

  29 Mill Brook Meadow

  Kinver

  Stourbridge

  Staffordshire

  DY7 6FD

  UNITED KINGDOM

  Phone

  +4401384438627

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Loans

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  • · Limited to lending where no charge ( by way of interest or otherwise ) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barrie Edward Ellis Ryan

  IRN BER00003

  • CF30 Customer (1 Nov 2007 to 28 Jan 2013)
  • CF22 Investment Adviser (Trainee) (1 Apr 2007 to 31 Oct 2007)
• Graham Stanley Britton

  IRN GSB00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (25 Apr 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
• John Francis Hillstead

  IRN JFH00008

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (25 Apr 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Apr 2005 to 20 Dec 2006)
• Mark Brian Warren

  IRN MBW00012

  • CF30 Customer (1 Nov 2007 to 4 Sep 2012)
  • CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
• Nicholas Victor Scotford

  IRN NVS00003

  • CF21 Investment Adviser (13 May 2005 to 28 Aug 2006)
• Roozbeh Park

  IRN RRP00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (25 Apr 2005 to 8 Dec 2019)
  • CF4 Partner (25 Apr 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (25 Apr 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (25 Apr 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (25 Apr 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)

No changes recorded yet.