Roozbeh Park

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crown Financial Management

    FRN 429227

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (25 Apr 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Apr 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (25 Apr 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (25 Apr 2005 to 30 Sep 2018)
  • Crown Associates (2312) (no longer approved here)

    FRN 181074

    • Employed By (1 Oct 1998 to 12 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.