Nicholas Victor Scotford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NVS Financial Planning

    FRN 454297

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Aug 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
  • Crown Financial Management (no longer approved here)

    FRN 429227

    • CF21 Investment Adviser (13 May 2005 to 28 Aug 2006)
  • Crown Associates (2312) (no longer approved here)

    FRN 181074

    • Employed By (1 Dec 2001 to 12 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.