Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Charles Beecroft

    IRN NCB01039

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 26 May 2020)
    • SMF14 Senior Independent Director (7 Mar 2016 to 26 May 2020)
    • CF2 Non Executive Director (14 Dec 2009 to 6 Mar 2016)
  • Nicholas Goryn

    IRN NXG32945

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 31 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2022)
  • Nigel Landsbrough Platts

    IRN NLP01017

    • CF2 Non Executive Director (17 Dec 2009 to 9 Apr 2013)
  • Nitin Kaul

    IRN NXK01728

    • Director of firm who is not a certification employee or a SMF manager (3 Jun 2025 to 24 Feb 2026)
  • Omar El-Gazzar

    IRN OXE00017

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 21 Jan 2025)
    • [FCA CF] Material risk taker (1 Nov 2021 to 3 Dec 2024)
  • Paul Anthony Batchelor

    IRN PAB01324

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 30 Apr 2017)
    • CF2 Non Executive Director (28 Mar 2007 to 6 Mar 2016)
  • Paul Lewis King

    IRN PLK01014

    • [FCA CF] Significant management (5 Mar 2021 to 31 Aug 2021)
  • Paul Nolan

    IRN PXN01299

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Nov 2016 to 8 Aug 2018)
  • Peter Blair

    IRN PXB32944

    • [FCA CF] Client dealing (since 9 Dec 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 9 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 23 Jan 2025)
  • Peter Fremantle Berry

    IRN PFB01038

    • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.