Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Knox

    IRN RCK01036

    • [FCA CF] Client dealing (3 Dec 2024 to 2 Jan 2026)
    • [FCA CF] Material risk taker (1 Nov 2023 to 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2023 to 2 Jan 2026)
  • Rajesh Bhatia

    IRN RXB01586

    • Director of firm who is not a certification employee or a SMF manager (14 Dec 2016 to 25 Jun 2020)
  • Reece Carter-Allen Mortley

    IRN RXC00393

    • [FCA CF] Client dealing (since 15 Nov 2024)
  • Richard Hallett

    IRN RXH02241

    • SMF2 Chief Finance (23 Jan 2017 to 10 Feb 2025)
  • Richard Philip Jones

    IRN RPJ01027

    • SMF1 Chief Executive (7 Mar 2016 to 8 Feb 2017)
    • CF1 Director (3 Aug 2012 to 6 Mar 2016)
    • CF3 Chief Executive (3 Aug 2012 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (3 Aug 2012 to 6 Mar 2016)
  • Shabana Uddin

    IRN SXU00039

    • [PRA CF] Significant risk taker or Material risk taker (since 24 Feb 2025)
    • [FCA CF] Significant management (since 1 Mar 2022)
  • Simon Hilliard Poole

    IRN SHP01040

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2025)
  • Stephen Charles Hollingdale

    IRN SCH01063

    • CF3 Chief Executive (20 Sep 2011 to 3 Aug 2012)
    • CF10 Compliance Oversight (1 Nov 2007 to 5 Feb 2013)
    • CF1 Director (1 Dec 2001 to 5 Feb 2013)
  • Steven Carter

    IRN SXC01988

    • [FCA CF] Client dealing (3 Dec 2024 to 25 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 Feb 2023 to 21 Jan 2025)
    • [FCA CF] Material risk taker (13 Feb 2023 to 3 Dec 2024)
  • Steven James Smith

    IRN SXS07005

    • [PRA CF] Significant risk taker or Material risk taker (24 Feb 2025 to 1 Jul 2025)
    • [FCA CF] Significant management (14 Nov 2017 to 1 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.