Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 21 Mar 2013)
- CF28 Systems and controls (1 Nov 2007 to 21 Mar 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 21 Mar 2013)
- CF11 Money Laundering Reporting (1 Dec 2001 to 15 Mar 2010)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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- CF3 Chief Executive (20 Sep 2011 to 3 Aug 2012)
- CF10 Compliance Oversight (1 Nov 2007 to 5 Feb 2013)
- CF1 Director (1 Dec 2001 to 5 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.