Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF10a CASS Oversight function (1 Oct 2011 to 21 Mar 2013)
    • CF28 Systems and controls (1 Nov 2007 to 21 Mar 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Mar 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Mar 2010)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • CF3 Chief Executive (20 Sep 2011 to 3 Aug 2012)
    • CF10 Compliance Oversight (1 Nov 2007 to 5 Feb 2013)
    • CF1 Director (1 Dec 2001 to 5 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.