Paul Nolan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Crown Agents Investment Management Limited (no longer approved here)
FRN 119207
- CF11 Money Laundering Reporting (7 Nov 2016 to 8 Aug 2018)
Crown Agents Bank Limited (no longer approved here)
FRN 204456
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Nov 2016 to 8 Aug 2018)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF11 Money Laundering Reporting (1 May 2016 to 31 May 2016)
The Northern Trust Company (no longer approved here)
FRN 122020
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 4 Jun 2016)
- CF11 Money Laundering Reporting (14 Mar 2014 to 6 Mar 2016)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF11 Money Laundering Reporting (14 Mar 2014 to 4 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.