Crocus Wealth Limited

• Principal Place of Business

  Crocus Wealth Ltd

  146 High Street

  Billericay

  Essex

  CM12 9DF

  UNITED KINGDOM

  Phone

  +4401277487920

  Web

  https://www.crocuswealth.co.uk

• Complaints Contact

  Crocus Wealth Ltd

  146 High Street

  Billericay

  Essex

  CM12 9DF

  UNITED KINGDOM

  Phone

  +4401277487920

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Roger Edward Heath

  IRN GRH00038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 1 Mar 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • CF1 Director (1 Jul 2005 to 8 Dec 2019)
• Graham Kingsland Maguire

  IRN GKM00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Jul 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2005 to 8 Dec 2019)
• Grant James Gushlow

  IRN GXG00042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 1 Oct 2023)
• Ian Francis Brown

  IRN IFB00002

  • CF2 Non Executive Director (1 Jul 2005 to 28 Nov 2014)
• Jakob Michael Payne

  IRN JXP00640

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Mar 2025)
  • SMF16 Compliance Oversight (since 1 Mar 2025)
  • [FCA CF] Manager of certification employee (since 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
  • [FCA CF] Client dealing (since 8 Jan 2024)
• Kevin Robert George Cowlan

  IRN KRC01019

  • SMF3 Executive Director (9 Dec 2019 to 18 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
  • CF1 Director (2 Dec 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Peter Jonathan Norgate

  IRN PJN00018

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
  • CF1 Director (1 Jul 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • CF3 Chief Executive (1 Jul 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2005 to 30 Sep 2018)
• Satbir Singh

  IRN SXS00044

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF1 Director (1 Jul 2005 to 24 Dec 2010)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Stephen Bilton

  IRN SXB00295

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2025)
  • Responsible for Insurance Distribution (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 1 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
• Steven Cooper

  IRN SAC00011

  • CF30 Customer (9 Jan 2012 to 3 May 2013)

No changes recorded yet.