Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Crocus Wealth Limited
FRN 429588
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 1 Mar 2025)
- SMF3 Executive Director (since 1 Mar 2025)
- [FCA CF] Manager of certification employee (since 22 Nov 2024)
- [FCA CF] Client dealing (since 8 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
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- (28)SMF3 Executive Director (5 Aug 2022 to 11 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (28)SMF3 Executive Director at Forrester-Hyde Limited