Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Mar 2009)
    • CF3 Chief Executive (1 Jul 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
    • CF1 Director (1 Jul 2005 to 8 Dec 2019)
  • Ian Brown Financial Planning Ltd (no longer approved here)

    FRN 193493

    • (6)Employed By (30 Mar 2000 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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