Date authorised
1 April 2013
Companies House
02492014
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +441799522211
  • Complaints Contact

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +441799522211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Owen Harrison

    IRN POH01007

    • CF2 Non Executive Director (31 Oct 2004 to 2 Mar 2015)
  • Richard James Herbert

    IRN RJH01275

    • CF2 Non Executive Director (31 Oct 2004 to 21 Apr 2009)
  • Richard John Barrett

    IRN RJB00069

    • SMF18 Other Overall Responsibility (3 Jun 2016 to 11 Jan 2017)
  • Richard Little

    IRN RXL01148

    • CF2 Non Executive Director (31 Oct 2004 to 30 Apr 2007)
  • Richard Peter Bolton

    IRN RPB00019

    • CF1 Director (31 Oct 2004 to 28 Jul 2006)
    • CF3 Chief Executive (31 Oct 2004 to 28 Jul 2006)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 28 Jul 2006)
  • Robin Stephen Patrick Litten

    IRN RSL01029

    • Director of firm who is not a certification employee or a SMF manager (since 5 Apr 2023)
  • Sarah Anne Howe

    IRN SAH01239

    • CF1 Director (1 May 2014 to 31 Dec 2018)
  • Simon James Taylor

    IRN SJT01163

    • CF28 Systems and controls (14 Mar 2019 to 8 Dec 2019)
  • Susan Webster

    IRN SXW01320

    • CF2 Non Executive Director (31 Oct 2004 to 19 Apr 2005)
  • Thomas Gary Barr

    IRN TGB01049

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Apr 2023)
    • CF2 Non Executive Director (10 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.