CRN FINANCIAL SERVICES LIMITED

• Principal Place of Business

  C R N Financial Services Ltd

  Unit 1

  Forest Grove Business Park

  Newtownbreda Road

  Belfast

  Northern Ireland

  BT8 6AW

  UNITED KINGDOM

  Phone

  +4402890692111

  Web

  https://www.crnfinancialgroup.com

• Complaints Contact

  C R N Financial Services Ltd

  Unit 1

  Forest Grove Business Park

  Newtownbreda Road

  Belfast

  Northern Ireland

  BT8 6AW

  UNITED KINGDOM

  Phone

  +4402890692111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Paul Cannon

  IRN JPC01173

  • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
  • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (8 Mar 2006 to 31 Oct 2007)
• Jeannette Lavery

  IRN JXL01483

  • CF30 Customer (16 Jan 2009 to 18 Dec 2012)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 14 Sep 2006)
• John Charles Buick

  IRN JCB01189

  • CF30 Customer (15 Jan 2009 to 10 Aug 2009)
• John Trainor

  IRN JAT01104

  • CF30 Customer (15 Jan 2009 to 22 Jan 2009)
• John William Thomas Harris

  IRN JWH00005

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (29 Nov 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
• Lindsey Margaret Logan

  IRN LML01050

  • CF30 Customer (1 Aug 2013 to 30 Oct 2014)
• Mary Tecla Carlin

  IRN MTC00019

  • CF30 Customer (1 Nov 2007 to 22 Oct 2008)
  • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)
• Michael John Alexander Lightbody

  IRN MJL00108

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Sep 2013 to 8 Dec 2019)
• Peter Anthony Gallagher

  IRN PAG00041

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• Robert Neill

  IRN RXN00003

  • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jun 2020)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (29 Oct 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Oct 2004 to 21 Oct 2014)
  • CF11 Money Laundering Reporting (29 Oct 2004 to 21 Oct 2014)
  • CF8 Apportionment and Oversight (29 Oct 2004 to 31 Mar 2009)

• Desmond McLarnon (no longer appointed)

  FRN 594162 · Appointed 11 Jan 2013 · Until 7 Feb 2013

• CRN General Insurance Services (no longer appointed)

  FRN 430310 · Appointed 30 Mar 2005 · Until 26 Oct 2016

No changes recorded yet.