Creditex Brokerage LLP

• Principal Place of Business

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070657700

  Web

  https://www.theice.com

• Complaints Contact

  2nd Floor, Sancroft Rose Street

  Paternoster Square

  London

  EC4M 7DQ

  UNITED KINGDOM

  Phone

  +4402070501068

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Debenture, Government and public security

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  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.

• Megan Frances James

  IRN MFJ01019

  • CF30 Customer (4 Apr 2013 to 7 Aug 2014)
• Michael James Harris

  IRN MJH01410

  • CF30 Customer (18 Jun 2010 to 16 Jan 2014)
• Michael Jeffrey Bardrick

  IRN MJB01398

  • CF10 Compliance Oversight (23 Dec 2005 to 12 Jan 2007)
  • CF11 Money Laundering Reporting (23 Dec 2005 to 12 Jan 2007)
  • CF4 Partner (23 Dec 2005 to 12 Jan 2007)
• Mohsin Aziz Hamid Malik

  IRN MAM01353

  • CF30 Customer (13 Dec 2011 to 24 Jan 2013)
• Nancy Carson

  IRN NXR01366

  • [FCA CF] Client dealing (since 22 Mar 2021)
  • CF30 Customer (29 Jul 2014 to 8 Dec 2019)
• Natesh Somasunderam Pothalingam

  IRN NSP01020

  • CF21 Investment Adviser (23 Dec 2005 to 27 Sep 2006)
• Nicholas Alexander Edward Perks

  IRN NAP01060

  • CF30 Customer (1 Jun 2010 to 2 Feb 2016)
  • CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
• Nicholas John Coles

  IRN NJC01227

  • CF30 Customer (21 Feb 2011 to 17 Aug 2016)
• Niteen Sharma

  IRN NXS01154

  • CF10 Compliance Oversight (27 Sep 2007 to 13 May 2011)
  • CF11 Money Laundering Reporting (27 Sep 2007 to 13 May 2011)
• Paul Alexander Rushton

  IRN PAR01080

  • CF4 Partner (13 Apr 2006 to 25 May 2007)
  • CF26 Customer Trading (23 Dec 2005 to 25 May 2007)

• K.C. BUSINESS CONSULTANCY LIMITED (no longer appointed)

  FRN 533570 · Appointed 14 Oct 2010 · Until 9 Dec 2011

• Markit Group (UK) Limited (no longer appointed)

  FRN 490833 · Appointed 30 Oct 2008 · Until 7 Jul 2010

No changes recorded yet.